The Gregory Team
of RBC Dominion Securities
Todd has been working with RBC Dominion Securities since 2009 and is a fully licensed Portfolio Manager (CIM® Designation) which enables him to provide the highest level of service and investment advice to his clients by way of Private Investment Management (PIM). The Portfolio Manager title, which Todd obtained in 2020, is only acquired by a select group of advisors who qualify by completing rigorous academic coursework and meeting the standards of extensive experience advising clients of substantial assets under their direct management. Todd’s team includes an associate and an extended wealth management team of an Estate Planning consultant, Financial Planner and Insurance Specialist to ensure his clients have all the necessary tools to enhance their comprehensive financial plans.
Todd's completed course work includes: Canadian Securities, Canadian Insurance (Full LLQP), Wealth Management Essentials, Advanced Investment Advice, Conduct and Practices, Financial Planning Supplement, Derivatives Fundamentals, Options Licensing and the Portfolio Management Techniques course.
In addition to his course work, he holds the Advanced Investment Advisor Certificate and CIM designation. The CIM designation is one of the highest designations in the industry and has allowed Todd to become a Portfolio manager through the PIM program (Private Investment Management) with RBC Dominion Securities.
Sue joined RBC Dominion Securities in 2016. She began her investment career in 1995, giving her over 25 years of investment experience in the financial services industry. As a fully licensed Associate, Sue manages all areas of client administration, including but not limited to operations, problem solving, scheduling appointments and account documentation. She is also dedicated to providing the highest standard of service to all clients and looks forward to working with you.
Caitlin is a dedicated financial professional with a strong background in wealth management and client support. She graduated from University of Prince Edward Island in 2015 with a degree in Business Administration, marking the beginning of her career in the financial industry. Cait’s
passion for helping individuals navigate their financial goals and strategies led her to join RBC Dominion Securities in 2019. She works closely with a team of financial planning specialists to help clients interpret and execute comprehensive wealth planning strategies. Her commitment to understanding clients’ needs and providing personalized solutions has made her a valuable asset to the team and to the clients she serves.