Private Investment Management

  • Designed for high-net-worth clients who prefer to delegate the responsibility for day-to-day management of their investment assets to a highly qualified money manager.
  • Small, select group within RBC Dominion Securities - an "investment boutique" within a larger firm.
  • Clients include affluent individuals and families, businesses, institutions and foundations
  • Managing over $26 billion of Private Client assets on a personal discretionary basis.
  • Accredited Portfolio Manager with Chartered Financial Analyst (CFA) designation.
  • Focused on achieving client objectives by having the right people, tools, support and controls.
  • Portfolios consist of primarily segregated securities (individual stocks and bonds).
  • Wide range of portfolios available including personal, corporate, Trusts, IPP and Charitable Foundations.
Client Benefits
  • Freedom from day-to-day details of portfolio management so you can focus on what's important to you.
  • High level of customized solutions, including:
  • Individual Investment Policy Statement
  • Personalized asset allocation
  • Portfolios customized based on your personal preferences with consideration of your specific tax needs
  • Direct access to your Portfolio Manager, who is accountable for decision making and performance.  
  • With most money management programs, you typically deal with a Relationship Manager and never meet the Portfolio Manager who makes investment decisions.
  • Confidence of knowing your best interests are aligned with your Portfolio Manager.
  • Flexibility to invest in any appropriate security and not limited to in-house mutual Funds or pooled Funds of the parent firm.
  • Portfolio Manager's personal long term portfolio is fully invested in the same stocks that are chosen for client portfolios.
  • Comfort of knowing an independent Portfolio Risk Group provides an extra level of due diligence by regularly monitoring your portfolio.
The Right Controls
  • Our Portfolio Risk Group provides the necessary controls to give you peace-of-mind.
  • Independent group outside the RBC Dominion Securities/Private Investment Management organization.
  • Strict admission and monitoring process for Portfolio Managers.
  • Documented and enforced portfolio management guidelines.
  • Systems that support risk monitoring asset allocation, concentration/diversification, credit quality, asset class/instrument constraints.
  • Daily monitoring of Portfolio Manager trades.
  • Detailed quarterly portfolio reviews with Portfolio Managers.