Our clients agree — enthusiastically — that it’s hard to beat the reassurance and peace-of-mind that comes as a result of being advised by a focused, empathetic team working in an unhurried and relaxed ‘family office’ environment.

Above all, we listen to you. We take the time to truly understand where you want to go. We give you our undivided attention.

Since founding his investment advisory group, Carter has recruited a team of dedicated experts to help build the business into the future. These experts are deployed to guide and support you as we conduct the challenging process of building and protecting wealth — over time.

Supplementing our core team, they are part of the extensive network of legal, accounting, tax, wills and estate planning, financial planning, and private banking partners available to us through RBC Dominion Securities. We regard them as a priceless asset.

Drawing upon the strength of this network is fundamental to your success — and ours.

Carter P. Levey, FMA, CIM, FCSI

Investment Advisor & Associate Portfolio Manager

Carter Levey brings an invaluable background of business experience to his role as an Investment Advisor. His hands-on business insights are invaluable for clients wishing to preserve capital, maximize after-tax investment returns and build significant wealth.

After graduating with a degree in Business Administration, Carter owned and operated a successful small business in Etobicoke for 15 years before entering the investment field in 1991.

A gifted financial planner, Carter has earned several financial services industry designations. Insurance-licensed, he has completed a variety of investment related courses, including tax planning.

Carter is one of a select group of RBC Investment Advisors who are licensed portfolio managers with RBC’s Private Investment Management group.

Most recently Carter was awarded The Fellow of the Canadian Securities Institute (FCSI) designation. This is the highest designation awarded in the industry, given to an elite group of the top 1% of industry advisors. Carter is also a member of the RBC Dominion Securities prestigious Director’s Circle.

Married with three children, Carter is a lifelong sports enthusiast. He plays golf and sandlot baseball for relaxation. And he plays tenor sax in a local orchestra. Carter is active in the community and is a sports trivia buff. He enjoys winter ski excursions and boating at his cottage in Muskoka.

Amy Kong

Associate Wealth Advisor

A graduate from the University of Waterloo, Amy began her career with RBC shortly after graduation and then with RBC Dominion Securities as an associate and an assistant branch administrator for the past eight years. A fully licensed Associate Wealth Advisor, Amy is committed to assisting clients with the highest standards of customer service in all aspects of the wealth management process.

 

 

 


Extended Team

Jung-Hee Kim, MBA, MTax

Financial Planning Specialist

Prior to joining RBC, Jung-Hee worked at a Big 4 public accounting firm in Toronto as a tax manager in the High Net Worth Tax Services group. She is currently pursuing her Trust and Estate Practitioner (TEP) designation from the Society of Trust and Estate Practitioners (STEP) Canada.

Jung-Hee obtained her Honours Bachelor degree in Economics from the University of Toronto, followed by her Master of Business Administration (MBA) degree from the Schulich School of Business, York University. After working in industry for over 10 years, Jung-Hee returned to school full time for further education and completed her Master of Taxation (MTax) degree at the University of Waterloo.

Working with and supported by our team, Jung-Hee's long-term objective is to ensure that our clients are prepared to enjoy a comfortable retirement lifestyle while being positioned for the transfer of their wealth — tax-efficiently — to the next generation.

Gerald D’Souza, CLU, CFP, CHFC

Insurance Specialist

With more than 30 years of experience in the life insurance industry, Gerald is dedicated to helping our clients navigate the complicated world of insurance products and solutions.

As specific client requirements and needs dictate, Gerald will meet with you and Carter Levey (who is also insurance-licensed) to help you take advantage of those areas in your life where insurance might play a valuable role in reducing your tax liability while protecting your assets and overall wealth.

In addition to his B.Sc., Gerald has earned the professional designations of Chartered Life Underwriter, Certified Financial Planner and Chartered Financial Consultant.

He is currently a member of the Advisory Board of the Financial Service Commission of Ontario (FSCO).

Ariel-Charles Guigui, B.Adm., LL.B., TEP

Will & Estate Consultant

Ariel graduated from the University of Ottawa with a degree in Business Administration in 1992, and from the Faculty of Law in 1994 where he served on the editorial board of the Law Review. He was called to the Ontario Bar in 1996. Prior to joining RBC, Ariel spent 5 years teaching Real Estate Law and Estate Law at La Cité Collégiale in Ottawa. For the previous 12 years, Ariel held several positions at a major trust company, culminating in the role of Trust Manager.

Ariel is a member in good standing of the Law Society of Upper Canada, and the Society of Trust and Estate Practitioners (Canadian chapter). His significant practical experience in estate planning and administration allows him to offer valuable guidance during the creation of your estate plan.


Client Approval

As a result of our diligent and painstaking approach to managing professional relationships, our investment advisory practice enjoys one of the highest client retention rates in RBC Dominion Securities.